Credit Suisse Japan Compliance and Regulatory Affairs Division Private Bank Compliance Officer #106461 in Tokyo, Japan

Job objectives/goals:

This is a role within Japan Compliance and Regulatory Affairs Division with responsibility for providing day to day compliance oversight and support to the Japan Private Banking business.

  • Provide dedicated compliance oversight and support for the Private Banking business.

  • Look to continuously improve the Private Banking business compliance control framework and processes.

Responsibilities and functional duties:

  • Provide advice and appropriate challenge and oversight to the business on regulatory/compliance issues with respect to products and services offered.

  • Review and approve product/service related materials such as marketing materials, term sheets, presentations and product brochures.

  • Draft and promulgate policies on product compliance, suitability, selling practices, risk disclosures etc., conduct compliance training, etc.


  • You are a seasoned Compliance Officer with at least 8 years’ experience working in a Private Banking environment or have similar relevant or meaningful experience.

  • You should be expected to demonstrate a strong knowledge of the relevant legal and regulatory framework.

  • You are experienced in the adaption and interpretation of Japanese laws and regulations into practical day-to-day business practices in support of the overall business aims.

  • You are fluent in Japanese, in addition to having business level English language ability, because this role will need to be able to communicate effectively with regional and local counterparts, in addition to reviewing documentation in Japanese and English.

  • You should be able to interact professionally with all levels of the organization forming effective networks to ensure strong communication both within Compliance and with business colleagues.

  • You have a strong dedication to carry matters through to a successful completion with internal clients and business partners and you are a true team-player who has the ability to share knowledge and also has a willingness to learn.

Title: Japan Compliance and Regulatory Affairs Division Private Bank Compliance Officer #106461

Location: Japan-Tokyo-Tokyo

Requisition ID: 106461